643 filings
Page 2 of 33
4
6rtv4g98nwjz
18 Aug 21
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:01pm
4
j5u 1l4r3
17 Aug 21
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:00pm
4
9iqf7u23
13 Aug 21
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:01pm
4
blzca4a
11 Aug 21
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:02pm
SC 13D/A
auas3sidsr
11 Aug 21
HIGHLAND INCOME FUND / GOLDSTEIN PHILLIP ownership change
11:00am
SC 13D
ukhhqlgr hsivxp
10 Aug 21
HIGHLAND INCOME FUND / GOLDSTEIN PHILLIP ownership change
4:00pm
4
15wcpeaed io9
9 Aug 21
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:01pm
4
17dlf1tr27
5 Aug 21
NEW IRELAND FUND / PHILLIP GOLDSTEIN ownership change
5:17pm
4
i8dskpfg
5 Aug 21
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:02pm
4
taet001519b5tru
6 Jul 21
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
3:51pm
4
gzc66faz8n
24 Jun 21
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:32pm
4
6a8e1qqbjcyb2
8 Jun 21
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
3:28pm
4
ioi4 dw4wpr8tbmw
8 Jun 21
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
8:18am
4
l4z8kg5
4 Jun 21
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
10:21am
4
125qd
3 Jun 21
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
9:49am
3
0ohf7h4b5 9qcmb09
10 May 21
TORTOISE ENERGY INDEPENDENCE FUND / PHILLIP GOLDSTEIN ownership change
12:02pm
3
d3x0dn
24 Mar 21
NEW IRELAND FUND / PHILLIP GOLDSTEIN ownership change
11:49am
SC 13G/A
8okhk2d 1ghqsu
12 Feb 21
HERZFELD CARIBBEAN BASIN FUND / GOLDSTEIN PHILLIP ownership change
2:57pm
4
yz8v68fz9leq
4 Feb 21
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
4:54pm
4
pcvfp6kat qkisdz
28 Dec 20
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
12:35pm