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SIEB Siebert Financial

Siebert Financial Corp. operates as a bank holding company. It operates through its subsidiary, Muriel Siebert & Co., Inc., conducts retail discount brokerage and investment banking business. Its offerings include trading, fund exchange, competitive money funds, active traders, dynamic monitor, extended hours trading, research choices, news & account alerts, online bill payment, planning & education, wireless, touchtone and newsletter. The company was founded on April 24, 1996 and is headquartered in New York, NY.

Company profile

Ticker
SIEB
Exchange
Employees
Incorporated
Location
Fiscal year end
Former names
MICHAELS J INC
SEC CIK
IRS number
111796714

SIEB stock data

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Calendar

17 May 21
14 Jun 21
31 Dec 21
Quarter (USD)
Mar 21 Dec 20 Sep 20 Jun 20
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS
Annual (USD)
Dec 20 Dec 19 Dec 18 Dec 17
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Financial data from company earnings reports.

Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
1 Apr 21 Gebbia John M. Common Stock, $0.01 par value per share Other Aquire J No No 0 222,410 0 2,049,091
1 Apr 21 Francis V Cuttita Common Stock, $0.01 par value per share Other Aquire J No No 0 31,773 0 187,773
1 Apr 21 Charles Zabatta Common Stock, $0.01 par value per share Other Aquire J No No 0 254,183 0 608,440
1 Apr 21 Kennedy Cabot Acquisition Common Stock, $0.01 par value per share Other Dispose J No No 0 3,177,283 0 0
1 Apr 21 Gebbia Gloria E Common Stock, $0.01 par value per share Other Dispose J Yes No 0 3,177,283 0 0
1 Apr 21 Gebbia Gloria E Common Stock, $0.01 par value per share Other Aquire J Yes No 0 701,003 0 5,661,202
1 Apr 21 Gebbia Gloria E Common Stock, $0.01 par value per share Other Aquire J No No 0 794,318 0 10,744,054

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

64.7% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 45 32 +40.6%
Opened positions 16 4 +300.0%
Closed positions 3 5 -40.0%
Increased positions 14 13 +7.7%
Reduced positions 9 8 +12.5%
13F shares
Current Prev Q Change
Total value 114.45M 14.56M +686.3%
Total shares 20.23M 1.91M +961.6%
Total puts 186.6K 0 NEW
Total calls 76.5K 0 NEW
Total put/call ratio 2.4
Largest owners
Shares Value Change
Kennedy Cabot Acquisition 18.09M $100.75M NEW
BLK Blackrock 485.09K $1.96M +4.5%
Marshall Wace 275.97K $1.12M NEW
Vanguard 275.42K $1.12M -62.2%
Geode Capital Management 189.57K $767K +58.4%
STT State Street 141.81K $574K +14.0%
NTRS Northern Trust 132.43K $537K -6.9%
Millennium Management 114.89K $465K NEW
MS Morgan Stanley 54.43K $220K +395.1%
Renaissance Technologies 53.9K $218K +147.2%
Largest transactions
Shares Bought/sold Change
Kennedy Cabot Acquisition 18.09M +18.09M NEW
Vanguard 275.42K -452.8K -62.2%
Marshall Wace 275.97K +275.97K NEW
Millennium Management 114.89K +114.89K NEW
Geode Capital Management 189.57K +69.87K +58.4%
Anson Funds Management 0 -49.9K EXIT
MS Morgan Stanley 54.43K +43.44K +395.1%
VIRT Virtu Financial 42.08K +42.08K NEW
Susquehanna Fundamental Investments 38.2K +38.2K NEW
Citadel Advisors 36.51K +36.51K NEW

Financial report summary

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Risks
  • Legislation has and may continue to result in changes to rules and regulations applicable to our business, which may negatively impact our business and financial results.
  • We are subject to extensive government regulation and to third party litigation risk and regulatory risk which could result in significant liabilities and reputational harm which, in turn, could materially adversely affect our business, results of operations and financial condition.
  • We are subject to net capital requirements.
  • We rely on information processing and communications systems to process and record our transactions.
  • Failure to protect client data or prevent breaches of our information systems could expose us to liability or reputational damage.
  • We may be exposed to damage to our business or our reputation by cybersecurity breaches.
  • An increase in volume on our systems or other events could cause them to malfunction.
  • Rapid market or technological changes may render our technology obsolete or decrease the attractiveness of our products and services to our clients.
  • Potential strategic acquisitions and other business growth could increase costs and regulatory and integration risks.
  • We may be unable to realize the anticipated benefits of our cost cutting efforts or it may take longer than anticipated for us to realize any benefits from increased cost efficiencies or economies of scale, if at all.
  • We depend on our ability to attract and retain key personnel.
  • Our customers may fail to pay us.
  • Our advisory services subject us to additional risks.
  • There may be a limited public market for our Common Stock; Volatility.
  • Our principal shareholder has the ability to control key decisions submitted to a vote of our shareholders.
  • The price of our Common Stock in the public markets has experienced, and may in the future experience, extreme volatility due to a variety of factors, many of which are beyond our control.
  • Our future ability to pay dividends to holders of our Common Stock is subject to the discretion of our Board of Directors and will be limited by our ability to generate sufficient earnings and cash flows.
  • Securities market volatility and other securities industry risk could adversely affect our business.
  • A prolonged economic slowdown, volatility in the markets, a recession, and uncertainty in the markets could impair our business and harm our operating results.
  • There is intense competition in the brokerage industry.
  • Lower price levels in the securities markets may reduce our profitability.
Content analysis
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