Siebert Financial Corp. is a holding company that conducts its retail brokerage business through its wholly-owned subsidiary, Muriel Siebert & Co., Inc., which became a member of the New York Stock Exchange in 1967 when Ms. Siebert became the first woman to own a seat on the NYSE and the first to head one of its member firms. Siebert conducts its investment advisory business through its wholly-owned subsidiary, Siebert AdvisorNXT, Inc., a registered investment advisor, and its insurance business through its wholly-owned subsidiary, Park Wilshire Companies, Inc., a licensed insurance agency.

Company profile
Ticker
SIEB
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
MICHAELS J INC
SEC CIK
Corporate docs
Subsidiaries
Muriel Siebert & Co., Inc. • Siebert AdvisorNXT, Inc. • Park Wilshire Companies, Inc. • Siebert Technologies, LLC • RISE Financial Services, LLC • StockCross Digital Solutions, Ltd. ...
IRS number
111796714
SIEB stock data
Calendar
23 May 22
26 Jun 22
31 Dec 22
Financial summary
Quarter (USD) | Mar 22 | Dec 21 | Sep 21 | Jun 21 | |
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Operating income | |||||
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Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Annual (USD) | Dec 21 | Dec 20 | Dec 19 | Dec 18 | |
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Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 286.08M | 286.08M | 286.08M | 286.08M | 286.08M | 286.08M |
Cash burn (monthly) | 14.84M | 4.25M | 458K | (no burn) | 14.7M | 4.03M |
Cash used (since last report) | 42.64M | 12.21M | 1.32M | n/a | 42.24M | 11.58M |
Cash remaining | 243.44M | 273.86M | 284.76M | n/a | 243.84M | 274.5M |
Runway (months of cash) | 16.4 | 64.4 | 621.7 | n/a | 16.6 | 68.2 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
6 Jan 22 | Charles Zabatta | Common Stock, $0.01 par value per share | Gift | Acquire G | Yes | No | 0 | 508,440 | 0 | 508,440 |
6 Jan 22 | Charles Zabatta | Common Stock, $0.01 par value per share | Gift | Dispose G | No | No | 0 | 508,440 | 0 | 100,000 |
6 Jan 22 | Gebbia Richard | Common Stock, $0.01 par value per share | Gift | Acquire G | Yes | No | 0 | 2,689,593 | 0 | 2,689,593 |
6 Jan 22 | Gebbia Richard | Common Stock, $0.01 par value per share | Gift | Dispose G | No | No | 0 | 2,689,593 | 0 | 363,535 |
1 Apr 21 | Gebbia John M. | Common Stock, $0.01 par value per share | Other | Acquire J | No | No | 0 | 222,410 | 0 | 2,049,091 |
1 Apr 21 | Francis V Cuttita | Common Stock, $0.01 par value per share | Other | Acquire J | No | No | 0 | 31,773 | 0 | 187,773 |
1 Apr 21 | Charles Zabatta | Common Stock, $0.01 par value per share | Other | Acquire J | No | No | 0 | 254,183 | 0 | 608,440 |
Institutional ownership, Q1 2022
52.2% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 22 |
Opened positions | 1 |
Closed positions | 4 |
Increased positions | 6 |
Reduced positions | 9 |
13F shares | Current |
---|---|
Total value | 72.21M |
Total shares | 16.93M |
Total puts | 14.1K |
Total calls | 60.4K |
Total put/call ratio | 0.2 |
Largest owners | Shares | Value |
---|---|---|
Kennedy Cabot Acquisition | 16.41M | $70.38M |
Vanguard | 137.98K | $298K |
Geode Capital Management | 91.65K | $197K |
BLK Blackrock | 89.45K | $194K |
Advisor | 34.63K | $75K |
NTRS Northern Trust | 32.63K | $70K |
Millennium Management | 27.39K | $59K |
STT State Street | 27.2K | $59K |
Susquehanna International | 21.67K | $47K |
Renaissance Technologies | 16.8K | $36K |
Content analysis
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Uncertain | ||
Constraining | ||
Legalese | ||
Litigous | ||
Readability |
H.S. freshman Avg
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Removed:
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Current reports
8-K
Entry into a Material Definitive Agreement
27 May 22
8-K
Siebert Reports First Quarter 2022 Financial Results
25 May 22
8-K
Entry into a Material Definitive Agreement
6 Apr 22
8-K
Siebert Reports Fourth Quarter and Full Year 2021 Financial Results
4 Apr 22
8-K
Entry into a Material Definitive Agreement
27 Jan 22
8-K
Entry into a Material Definitive Agreement
5 Jan 22
8-K
Entry into a Material Definitive Agreement
17 Nov 21
8-K
Submission of Matters to a Vote of Security Holders
23 Sep 21
8-K
Termination of a Material Definitive Agreement
3 Sep 21
8-K
Siebert To Acquire Stake in Leading Diversity Broker, Tigress Financial Partners
25 Aug 21
Registration and prospectus
424B5
Prospectus supplement for primary offering
27 May 22
S-3
Shelf registration
22 Feb 22
SC TO-T/A
Third party tender offer statement (amended)
18 Dec 16
SC TO-T/A
Third party tender offer statement (amended)
24 Nov 16
SC TO-T/A
Third party tender offer statement (amended)
6 Nov 16
SC TO-T/A
Third party tender offer statement (amended)
26 Oct 16
SC TO-T/A
Third party tender offer statement (amended)
29 Sep 16
SC 14D9
Tender offer solicitation
5 Sep 16
SC TO-T
Third party tender offer statement
5 Sep 16
SC TO-C
Information about tender offer
1 Sep 16
Proxies
DEFA14A
Additional proxy soliciting materials
6 Aug 21
DEFA14A
Additional proxy soliciting materials
5 Aug 20
DEFA14A
Additional proxy soliciting materials
7 Jul 20
DEF 14C
Information statement
27 Jan 20
PRE 14C
Preliminary information
17 Jan 20
DEFA14A
Additional proxy soliciting materials
19 Jun 19
DEF 14A
Definitive proxy
19 Jun 19
DEFA14A
Additional proxy soliciting materials
30 Apr 18
Other
EFFECT
Notice of effectiveness
3 Mar 22
CORRESP
Correspondence with SEC
27 Feb 22
UPLOAD
Letter from SEC
24 Feb 22
UPLOAD
Letter from SEC
7 Feb 19
CORRESP
Correspondence with SEC
14 Nov 18
UPLOAD
Letter from SEC
16 Oct 18
CORRESP
Correspondence with SEC
9 Oct 18
UPLOAD
Letter from SEC
10 Sep 18
UPLOAD
Letter from SEC
27 Nov 17
CORRESP
Correspondence with SEC
16 Nov 17
Ownership
SC 13D/A
SIEBERT FINANCIAL / SIEBERT FINANCIAL ownership change
13 Jan 22
4
SIEBERT FINANCIAL / CHARLES ZABATTA ownership change
10 Jan 22
4
SIEBERT FINANCIAL / Richard Gebbia ownership change
10 Jan 22
SC 13G/A
SIEBERT FINANCIAL / McDonald Andrew ownership change
19 Nov 21
SC 13G
SIEBERT FINANCIAL / McDonald Andrew ownership change
8 Apr 21
SC 13D/A
SIEBERT FINANCIAL / Kennedy Cabot Acquisition ownership change
8 Apr 21
4
SIEBERT FINANCIAL / Andrew H Reich ownership change
5 Apr 21
4
SIEBERT FINANCIAL / Richard Gebbia ownership change
5 Apr 21
4
SIEBERT FINANCIAL / Gloria E Gebbia ownership change
5 Apr 21
4
Change in insider ownership
5 Apr 21
Reddit threads
Daily Discussion Thread - May 23rd, 2022
23 May 22
Daily Discussion Thread - May 20th, 2022
20 May 22
Daily Discussion Thread - May 16th, 2022
16 May 22
Daily Discussion Thread - May 13th, 2022
13 May 22
Daily Discussion Thread - March 30th, 2022
30 Mar 22
Daily Discussion Thread - March 29th, 2022
29 Mar 22
Daily Discussion Thread - March 28th, 2022
28 Mar 22
Daily Discussion Thread - March 23rd, 2022
23 Mar 22
Daily Discussion Thread - March 22nd, 2022
22 Mar 22
Daily Discussion Thread - March 21st, 2022
21 Mar 22