Company profile

Ticker
NTRS
Exchange
CEO
Michael G. O'Grady
Employees
Incorporated in
Location
Fiscal year end
Industry (SEC)
SEC CIK
IRS number
362723087

NTRS stock data

(
)

Investment data

Data from SEC filings
Top 50 of 4912 long holdings
End of quarter 31 Mar 20
Value
 
#Shares
 
$14.53B 92.12M
$13.7B 53.86M
$9.45B 4.85M
$8.6B 7.4M
$6.2B 236.84M
$4.48B 59.77M
$4.44B 26.6M
$4.4B 33.59M
$3.93B 43.67M
$3.58B 19.25M
SPDR S&P 500 Etf TR
$3.56B 13.8M
$3.44B 31.3M
$3.14B 19.52M
$3.1B 57.25M
$2.95B 15.79M
$2.85B 11.41M
$2.83B 52.66M
$2.56B 10.59M
$2.54B 87.2M
$2.53B 32.9M
$2.29B 23.67M
$2.29B 70.02M
$2.27B 18.94M
$2.24B 56.87M
$2.2B 49.82M
$2.11B 26.79M
$2.06B 54.34M
$1.96B 26.99M
$1.94B 91.59M
$1.89B 5.93M
$1.87B 16.45M
$1.87B 13.14M
$1.85B 11.18M
$1.83B 6.95M
$1.8B 52.24M
$1.79B 4.76M
Vanguard Intl Equity Index F
$1.77B 47.38M
$1.74B 12.07M
$1.72B 31.81M
$1.72B 6.02M
$1.62B 7.98M
$1.62B 8.32M
$1.62B 19.55M
$1.58B 6.58M
$1.56B 32.28M
$1.55B 20.34M
$1.52B 10.92M
$1.46B 8.94M
$1.45B 6.64M
$1.44B 15.98M
Holdings list only includes long positions. Only includes long positions.

Calendar

27 Apr 20
4 Jul 20
31 Dec 20

News

Company financial data Financial data

Quarter (USD) Mar 20 Dec 19 Sep 19 Jun 19
Revenue 1B 992.2M 975.5M 955.5M
Net income 360.6M 371.1M 384.6M 389.4M
Diluted EPS 1.55 1.71 1.69 1.75
Net profit margin 35.93% 37.40% 39.43% 40.75%
Net change in cash 1.37B -578.4M
Cash on hand 5.83B 4.46B 5.04B
Annual (USD) Dec 19 Dec 18 Dec 17 Dec 16
Revenue 6.07B 5.96B 5.38B 4.96B
Net income 1.49B 1.56B 1.2B 1.03B
Diluted EPS 6.63 6.64 4.92 4.32
Net profit margin 24.57% 26.11% 22.31% 20.81%
Net change in cash -122.4M 63.5M -813.9M
Cash on hand 4.46B 4.58B 4.52B 5.33B

Financial data from company earnings reports

Date Owner Security Transaction Code 10b5-1 $Price #Shares $Value #Remaining
1 Jul 20 Crown Susan Common Stock Units Grant Aquire A No 76.94 44.24 3.4K 27,653.09
1 Jul 20 Bynoe Linda Common Stock Grant Aquire A No 76.94 32.95 2.54K 25,463.68
1 Jul 20 Klevorn Marcy S Common Stock Grant Aquire A No 76.94 13.06 1K 3,128.57
1 Jul 20 Slark Martin P Common Stock Grant Aquire A No 76.94 20.7 1.59K 11,800.36
1 Jul 20 Prado Becerra Jose Luis Common Stock Grant Aquire A No 76.94 46.9 3.61K 15,052.16
30 Jun 20 Prado Becerra Jose Luis Common Stock Grant Aquire A No 79.34 346.61 27.5K 15,005.26
82.6% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 582 673 -13.5%
Opened positions 45 116 -61.2%
Closed positions 136 48 +183.3%
Increased positions 192 191 +0.5%
Reduced positions 225 227 -0.9%
13F shares
Current Prev Q Change
Total value 93.53B 129.51B -27.8%
Total shares 171.87M 172.88M -0.6%
Total puts 335.4K 136.9K +145.0%
Total calls 519.3K 420.3K +23.6%
Total put/call ratio 0.6 0.3 +98.3%
Largest owners
Shares Value Change
Vanguard 15.98M $1.21B +2.4%
BLK BlackRock 14.29M $1.08B -1.8%
Wellington Management 11.09M $837.06M -4.5%
FMR 9.22M $695.92M +8.3%
STT State Street 8.98M $684.07M -2.9%
JPM JPMorgan Chase & Co. 7.34M $554.1M +6.4%
Barrow Hanley Mewhinney & Strauss 6.47M $488.01M -2.8%
NTRS Northern Trust 6.4M $483.21M -0.2%
American Century Companies 5.62M $424.07M +45.3%
N Price T Rowe Associates 5.21M $393.29M -12.1%
Largest transactions
Shares Bought/sold Change
American Century Companies 5.62M +1.75M +45.3%
Norges Bank 0 -1.53M EXIT
GS The Goldman Sachs Group, Inc. 2.64M -1.47M -35.8%
MKFCF Mackenzie Financial 34.02K -1.27M -97.4%
Nuance Investments 1.59M +1.26M +376.4%
Fiduciary Management 3.6M +1.24M +52.6%
WFC Wells Fargo & Co. 657.05K -855.91K -56.6%
TFC Truist Financial 782.11K +769.17K +5944.6%
N Price T Rowe Associates 5.21M -718.52K -12.1%
FMR 9.22M +705.19K +8.3%

Financial report summary

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Risks
  • We are dependent on fee-based business for a majority of our revenues, which may be affected adversely by market volatility, a downturn in economic conditions, underperformance and/or negative trends in investment preferences.
  • Changes in interest rates can affect our earnings negatively.
  • Changes in the monetary, trade and other policies of various regulatory authorities, central banks, governments and international agencies may reduce our earnings and affect our growth prospects negatively.
  • The ultimate impact on us of the United Kingdom’s withdrawal from the European Union remains uncertain.
  • Uncertainty about the financial stability of various regions or countries across the globe, including the risk of defaults on sovereign debt and related stresses on financial markets, could have a significant adverse effect on our earnings.
  • Declines in the value of securities held in our investment portfolio can affect us negatively.
  • Volatility levels and fluctuations in foreign currency exchange rates may affect our earnings.
  • Changes in a number of particular market conditions can affect our earnings negatively.
  • Many types of operational risks can affect our earnings negatively.
  • Failures of our technological systems or breaches of our security measures, including, but not limited to, those resulting from cyber-attacks, may result in losses.
  • Errors, breakdowns in controls or other mistakes in the provision of services to clients or in carrying out transactions for our own account can subject us to liability, result in losses or have a negative effect on our earnings in other ways.
  • Our dependence on technology, and the need to update frequently our technology infrastructure, exposes us to risks that also can result in losses.
  • The systems and models we employ to analyze, monitor and mitigate risks, as well as for other business purposes, are
  • inherently limited, may not be effective in all cases and, in any case, cannot eliminate all risks that we face.
  • A failure or circumvention of our controls and procedures could have a material adverse effect on our business, financial condition and results of operations.
  • Failure of any of our third-party vendors to perform can result in losses.
  • We are subject to certain risks inherent in operating globally which may affect our business adversely.
  • Failure to control our costs and expenses adequately could affect our earnings negatively.
  • Acts of terrorism, natural disasters, global climate change, pandemics and global conflicts may have a negative impact on our business and operations.
  • Failure to evaluate accurately the prospects for repayment when we extend credit or maintain an adequate allowance for credit losses can result in losses or the need to make additional provisions for credit losses, both of which reduce our earnings.
  • Market volatility and/or weak economic conditions can result in losses or the need for additional provisions for credit losses, both of which reduce our earnings.
  • The failure or perceived weakness of any of our significant counterparties could expose us to loss.
  • Changes in the method pursuant to which the London Interbank Offered Rate (LIBOR) or other interest rate benchmarks are determined could adversely impact our business and results of operations.
  • If we do not manage our liquidity effectively, our business could suffer.
  • If the Bank is unable to supply the Corporation with funds over time, the Corporation could be unable to meet its various obligations.
  • We may need to raise additional capital in the future, which may not be available to us or may only be available on unfavorable terms.
  • Any downgrades in our credit ratings, or an actual or perceived reduction in our financial strength, could affect our borrowing costs, capital costs and liquidity adversely.
  • Our success with large, complex clients requires substantial liquidity.
  • Failure to comply with regulations can result in penalties and regulatory constraints that restrict our ability to grow or even conduct our business, or that reduce earnings.
  • Changes by the U.S. and other governments to laws, regulations and policies applicable to the financial services industry may heighten the challenges we face and make regulatory compliance more difficult and costly.
  • We may be impacted adversely by claims or litigation, including claims or litigation relating to our fiduciary responsibilities.
  • We may be impacted adversely by regulatory enforcement matters.
  • We may fail to set aside adequate reserves for, or otherwise underestimate our liability relating to, pending and threatened claims, with a negative effect on our earnings.
  • If we fail to comply with legal standards, we could incur liability to our clients or lose clients, which could affect our earnings negatively.
  • If we do not execute strategic plans successfully, we will not grow as we have planned and our earnings growth will be impacted negatively.
  • If we are not able to attract, retain and motivate key personnel, our business could be negatively affected.
  • We are subject to intense competition in all aspects of our businesses, which could have a negative effect on our ability to maintain satisfactory prices and grow our earnings.
  • Damage to our reputation could have a direct and negative effect on our ability to compete, grow and generate revenue.
  • We need to invest in innovation constantly, and the inability or failure to do so may affect our businesses and earnings negatively.
  • Failure to understand or appreciate fully the risks associated with development or delivery of new product and service offerings will affect our businesses and earnings negatively.
  • Our success with large, complex clients requires an understanding of the market and legal, regulatory and accounting standards in various jurisdictions.
  • We may take actions to maintain client satisfaction that result in losses or reduced earnings.
  • Changes in tax laws and interpretations and tax challenges may affect our earnings negatively.
  • Changes in accounting standards may be difficult to predict and could have a material impact on our consolidated financial statements.
  • Our ability to return capital to stockholders is subject to the discretion of our Board of Directors and may be limited by U.S. banking laws and regulations, applicable provisions of Delaware law, or our failure to pay full and timely dividends on our preferred stock and the terms of our outstanding debt.
Content analysis ?
Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
H.S. freshman Bad
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