Company profile

Michael G. O'Grady
Incorporated in
Fiscal year end
Industry (SEC)
IRS number

NTRS stock data

FINRA relative short interest over last month (20 trading days) ?

Investment data

Data from SEC filings
Top 50 of 4834 long holdings
End of quarter 31 Dec 19
$16.16B 55.03M
$14.7B 93.19M
$9.9B 7.4M
$9.37B 258.69M
$8.95B 4.84M
$6.16B 44.2M
$6B 60.72M
$5.45B 26.56M
$4.97B 34.07M
$4.46B 19.4M
SPDR S&P 500 Etf TR
$4.01B 12.47M
$3.97B 31.78M
$3.85B 55.22M
$3.66B 19.48M
$3.48B 15.95M
$3.45B 23.83M
$3.45B 57.57M
$3.41B 87.19M
$3.39B 11.51M
$3.31B 27.46M
$3.27B 92.96M
$3.18B 51.77M
$3.15B 10.56M
$2.92B 32.11M
$2.79B 50.47M
$2.79B 71.18M
$2.77B 57.69M
$2.62B 48.73M
$2.61B 19.08M
Vanguard Intl Equity Index F
$2.38B 48.42M
$2.37B 13.21M
$2.34B 51.95M
$2.32B 26.74M
$2.23B 11.26M
$2.22B 27.79M
$2.02B 19.93M
$2.01B 32.26M
$1.99B 9.45M
$1.96B 16.51M
$1.96B 5.93M
$1.94B 11.93M
$1.93B 8.03M
$1.88B 5.76M
$1.84B 16.18M
$1.79B 6.08M
$1.74B 32.92M
$1.73B 19.7M
$1.72B 19.45M
$1.7B 7.99M
$1.66B 12.92M
Holdings list only includes long positions. Only includes long positions.


25 Feb 20
9 Apr 20
31 Dec 20


Company financial data Financial data

Quarter (USD) Dec 19 Sep 19 Jun 19 Mar 19
Revenue 992.2M 975.5M 955.5M 928.9M
Net income 371.1M 384.6M 389.4M 347.1M
Diluted EPS 1.71 1.69 1.75 1.48
Net profit margin 37.40% 39.43% 40.75% 37.37%
Net change in cash -578.4M
Cash on hand 4.46B 5.04B
Annual (USD) Dec 19 Dec 18 Dec 17 Dec 16
Revenue 6.07B 5.96B 5.38B 4.96B
Net income 1.49B 1.56B 1.2B 1.03B
Diluted EPS 6.63 6.64 4.92 4.32
Net profit margin 24.57% 26.11% 22.31% 20.81%
Net change in cash -122.4M 63.5M -813.9M
Cash on hand 4.46B 4.58B 4.52B 5.33B

Financial data from company earnings reports

Date Owner Security Transaction Code $Price #Shares $Value #Remaining
1 Apr 20 Crown Susan Common Stock Units Grant Aquire A 73 34.91 2.55K 25,888.28
1 Apr 20 Klevorn Marcy S Common Stock Grant Aquire A 73 2.36 172.28 1,394.94
1 Apr 20 Bynoe Linda Common Stock Grant Aquire A 73 23.12 1.69K 23,710.16
1 Apr 20 Slark Martin P Common Stock Grant Aquire A 73 10.34 754.82 10,059.09
1 Apr 20 Harrison Dean M Common Stock Grant Aquire A 73 38 2.77K 10,414.9
31 Mar 20 Harrison Dean M Common Stock Grant Aquire A 75.46 496.95 37.5K 10,376.9
82.6% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 669 604 +10.8%
Opened positions 114 41 +178.0%
Closed positions 49 55 -10.9%
Increased positions 190 186 +2.2%
Reduced positions 226 223 +1.3%
13F shares
Current Prev Q Change
Total value 129.53B 111.03B +16.7%
Total shares 172.89M 173.62M -0.4%
Total puts 136.9K 118.2K +15.8%
Total calls 420.3K 363K +15.8%
Total put/call ratio 0.3 0.3 +0.0%
Largest owners
Shares Value Change
Vanguard 15.6M $1.66B -0.7%
BLK BlackRock 14.55M $1.55B +4.6%
Wellington Management 11.62M $1.23B +0.5%
STT State Street 9.25M $989.44M -0.6%
FMR 8.52M $904.87M -8.5%
JPM JPMorgan Chase & Co. 6.9M $732.9M -0.2%
Barrow Hanley Mewhinney & Strauss 6.65M $707.02M -40.5%
NTRS Northern Trust 6.42M $681.9M -0.7%
N Price T Rowe Associates 5.93M $630.05M -6.2%
State Farm Mutual Automobile Insurance 4.86M $516.51M -14.0%
Largest transactions
Shares Bought/sold Change
Barrow Hanley Mewhinney & Strauss 6.65M -4.53M -40.5%
Norges Bank 1.53M +1.53M NEW
AMP Ameriprise Financial 1.8M +1.23M +217.2%
American Century Companies 3.87M -1.02M -20.9%
Ensign Peak Advisors 896.27K +896.27K NEW
State Farm Mutual Automobile Insurance 4.86M -793.8K -14.0%
FMR 8.52M -787.83K -8.5%
Nuance Investments 333.46K -717.92K -68.3%
BLK BlackRock 14.55M +636.29K +4.6%
Citadel Advisors 588.79K +588.79K NEW

Financial report summary

  • We are dependent on fee-based business for a majority of our revenues, which may be affected adversely by market volatility, a downturn in economic conditions, underperformance and/or negative trends in investment preferences.
  • Changes in interest rates can affect our earnings negatively.
  • Changes in the monetary, trade and other policies of various regulatory authorities, central banks, governments and international agencies may reduce our earnings and affect our growth prospects negatively.
  • The ultimate impact on us of the United Kingdom’s withdrawal from the European Union remains uncertain.
  • Uncertainty about the financial stability of various regions or countries across the globe, including the risk of defaults on sovereign debt and related stresses on financial markets, could have a significant adverse effect on our earnings.
  • Declines in the value of securities held in our investment portfolio can affect us negatively.
  • Volatility levels and fluctuations in foreign currency exchange rates may affect our earnings.
  • Changes in a number of particular market conditions can affect our earnings negatively.
  • Many types of operational risks can affect our earnings negatively.
  • Failures of our technological systems or breaches of our security measures, including, but not limited to, those resulting from cyber-attacks, may result in losses.
  • Errors, breakdowns in controls or other mistakes in the provision of services to clients or in carrying out transactions for our own account can subject us to liability, result in losses or have a negative effect on our earnings in other ways.
  • Our dependence on technology, and the need to update frequently our technology infrastructure, exposes us to risks that also can result in losses.
  • The systems and models we employ to analyze, monitor and mitigate risks, as well as for other business purposes, are
  • inherently limited, may not be effective in all cases and, in any case, cannot eliminate all risks that we face.
  • A failure or circumvention of our controls and procedures could have a material adverse effect on our business, financial condition and results of operations.
  • Failure of any of our third-party vendors to perform can result in losses.
  • We are subject to certain risks inherent in operating globally which may affect our business adversely.
  • Failure to control our costs and expenses adequately could affect our earnings negatively.
  • Acts of terrorism, natural disasters, global climate change, pandemics and global conflicts may have a negative impact on our business and operations.
  • Failure to evaluate accurately the prospects for repayment when we extend credit or maintain an adequate allowance for credit losses can result in losses or the need to make additional provisions for credit losses, both of which reduce our earnings.
  • Market volatility and/or weak economic conditions can result in losses or the need for additional provisions for credit losses, both of which reduce our earnings.
  • The failure or perceived weakness of any of our significant counterparties could expose us to loss.
  • Changes in the method pursuant to which the London Interbank Offered Rate (LIBOR) or other interest rate benchmarks are determined could adversely impact our business and results of operations.
  • If we do not manage our liquidity effectively, our business could suffer.
  • If the Bank is unable to supply the Corporation with funds over time, the Corporation could be unable to meet its various obligations.
  • We may need to raise additional capital in the future, which may not be available to us or may only be available on unfavorable terms.
  • Any downgrades in our credit ratings, or an actual or perceived reduction in our financial strength, could affect our borrowing costs, capital costs and liquidity adversely.
  • Our success with large, complex clients requires substantial liquidity.
  • Failure to comply with regulations can result in penalties and regulatory constraints that restrict our ability to grow or even conduct our business, or that reduce earnings.
  • Changes by the U.S. and other governments to laws, regulations and policies applicable to the financial services industry may heighten the challenges we face and make regulatory compliance more difficult and costly.
  • We may be impacted adversely by claims or litigation, including claims or litigation relating to our fiduciary responsibilities.
  • We may be impacted adversely by regulatory enforcement matters.
  • We may fail to set aside adequate reserves for, or otherwise underestimate our liability relating to, pending and threatened claims, with a negative effect on our earnings.
  • If we fail to comply with legal standards, we could incur liability to our clients or lose clients, which could affect our earnings negatively.
  • If we do not execute strategic plans successfully, we will not grow as we have planned and our earnings growth will be impacted negatively.
  • If we are not able to attract, retain and motivate key personnel, our business could be negatively affected.
  • We are subject to intense competition in all aspects of our businesses, which could have a negative effect on our ability to maintain satisfactory prices and grow our earnings.
  • Damage to our reputation could have a direct and negative effect on our ability to compete, grow and generate revenue.
  • We need to invest in innovation constantly, and the inability or failure to do so may affect our businesses and earnings negatively.
  • Failure to understand or appreciate fully the risks associated with development or delivery of new product and service offerings will affect our businesses and earnings negatively.
  • Our success with large, complex clients requires an understanding of the market and legal, regulatory and accounting standards in various jurisdictions.
  • We may take actions to maintain client satisfaction that result in losses or reduced earnings.
  • Changes in tax laws and interpretations and tax challenges may affect our earnings negatively.
  • Changes in accounting standards may be difficult to predict and could have a material impact on our consolidated financial statements.
  • Our ability to return capital to stockholders is subject to the discretion of our Board of Directors and may be limited by U.S. banking laws and regulations, applicable provisions of Delaware law, or our failure to pay full and timely dividends on our preferred stock and the terms of our outstanding debt.
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