Company profile

Ticker
NTRS, NTRSO
Exchange
CEO
Michael G. O'Grady
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
IRS number
362723087

NTRS stock data

(
)

Investment data

Data from SEC filings
Top 50 of 5021 long holdings
End of quarter 30 Sep 20
Value
 
#Shares
 
$24.42B 210.83M
$19.65B 93.42M
$15.8B 5.02M
$10.94B 7.45M
$7.18B 27.41M
$6.6B 220.61M
$5.59B 58.43M
$5.02B 33.69M
$4.53B 13.53M
$4.5B 32.35M
$4.35B 20.06M
$4.31B 15.53M
$4.09B 42.44M
$3.94B 19.71M
$3.91B 7.22M
$3.65B 10.79M
$3.64B 11.66M
$3.19B 53.56M
$3.16B 12.58M
$2.99B 6.1M
$2.94B 23.72M
$2.94B 27.03M
$2.89B 9.84M
$2.89B 55.88M
$2.8B 33.74M
$2.7B 13.71M
$2.56B 18.46M
$2.52B 68.63M
$2.48B 50.17M
$2.47B 12.76M
$2.43B 85.12M
$2.42B 4.85M
$2.42B 52.32M
$2.42B 19.25M
$2.36B 10.77M
$2.32B 16.62M
$2.22B 56.29M
$2.19B 6.18M
$2.13B 24.36M
$2.12B 4.93M
$2.1B 9.3M
$2.08B 86.5M
$2.07B 8.14M
$1.94B 4.4M
$1.91B 26.49M
Vanguard Intl Equity Index F
$1.86B 39.29M
$1.86B 54.12M
$1.84B 8.55M
$1.83B 6.6M
$1.81B 15.4M
Holdings list only includes long positions. Only includes long positions.

Calendar

27 Oct 20
1 Dec 20
31 Dec 20

News

Quarter (USD) Sep 20 Jun 20 Mar 20 Sep 19
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS
Annual (USD) Dec 19 Dec 18 Dec 17 Dec 16
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Financial data from company earnings reports.

Date Owner Security Transaction Code 10b5-1 $Price #Shares $Value #Remaining
24 Nov 20 Peter Cherecwich Common Stock Sell Dispose S No 97.24 15,400 1.5M 16,857
24 Nov 20 Robert P Browne Common Stock Sell Dispose S No 97.29 1,100 107.02K 28,220
18 Nov 20 Teresa Parker Common Stock Sell Dispose S No 94.26 2,289 215.76K 47,415
11 Nov 20 Clair Joyce St Common Stock Sell Dispose S No 90.05 29,154 2.63M 17,841
11 Nov 20 Clair Joyce St Common Stock Option exercise Aquire M No 58.25 22,992 1.34M 46,995
11 Nov 20 Clair Joyce St Common Stock Option exercise Aquire M No 60.85 6,162 374.96K 24,003
11 Nov 20 Clair Joyce St Employee Stock Option (right-to-buy) Common Stock Option exercise Dispose M No 58.25 22,992 1.34M 0
11 Nov 20 Clair Joyce St Employee Stock Option (right-to-buy) Common Stock Option exercise Dispose M No 60.85 6,162 374.96K 0
10 Nov 20 Robert P Browne Common Stock Sell Dispose S No 91.55 5,355 490.25K 29,320
10 Nov 20 Robert P Browne Common Stock Option exercise Aquire M No 58.25 5,355 311.93K 34,675
80.9% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 584 601 -2.8%
Opened positions 55 72 -23.6%
Closed positions 72 56 +28.6%
Increased positions 186 184 +1.1%
Reduced positions 220 232 -5.2%
13F shares
Current Prev Q Change
Total value 128.86B 111.92B +15.1%
Total shares 168.34M 168.63M -0.2%
Total puts 311K 234.8K +32.5%
Total calls 305.3K 542.8K -43.8%
Total put/call ratio 1.0 0.4 +135.5%
Largest owners
Shares Value Change
Vanguard 22.03M $1.72B +13.1%
BLK Blackrock 13.99M $1.09B -1.6%
STT State Street 8.8M $692.67M -1.8%
FMR 7.8M $608.01M -0.8%
JPM JPMorgan Chase & Co. 7.22M $559.25M -1.1%
American Century Companies 6.76M $526.94M +9.8%
NTRS Northern Trust 6.51M $507.38M -0.9%
Barrow Hanley Mewhinney & Strauss 5.44M $424.26M -6.4%
State Farm Mutual Automobile Insurance 4.94M $384.96M 0.0%
Primecap Management 4.34M $338.32M -1.5%
Largest transactions
Shares Bought/sold Change
Vanguard 22.03M +2.55M +13.1%
Wellington Management 1.54M -925.44K -37.6%
Artisan Partners Limited Partnership 779.71K +779.71K NEW
American Century Companies 6.76M +603.41K +9.8%
Citadel Advisors 23.3K -547.84K -95.9%
Allianz Asset Management GmbH 638.34K +545.92K +590.7%
Marshall Wace 63.06K -518.1K -89.1%
DB Deutsche Bank 766.79K +428.76K +126.8%
Barrow Hanley Mewhinney & Strauss 5.44M -372.78K -6.4%
Millennium Management 74.41K -369.28K -83.2%

Financial report summary

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Risks
  • We are dependent on fee-based business for a majority of our revenues, which may be affected adversely by market volatility, a downturn in economic conditions, underperformance and/or negative trends in investment preferences.
  • Changes in interest rates can affect our earnings negatively.
  • Changes in the monetary, trade and other policies of various regulatory authorities, central banks, governments and international agencies may reduce our earnings and affect our growth prospects negatively.
  • The ultimate impact on us of the United Kingdom’s withdrawal from the European Union remains uncertain.
  • Uncertainty about the financial stability of various regions or countries across the globe, including the risk of defaults on sovereign debt and related stresses on financial markets, could have a significant adverse effect on our earnings.
  • Declines in the value of securities held in our investment portfolio can affect us negatively.
  • Volatility levels and fluctuations in foreign currency exchange rates may affect our earnings.
  • Changes in a number of particular market conditions can affect our earnings negatively.
  • Many types of operational risks can affect our earnings negatively.
  • Failures of our technological systems or breaches of our security measures, including, but not limited to, those resulting from cyber-attacks, may result in losses.
  • Errors, breakdowns in controls or other mistakes in the provision of services to clients or in carrying out transactions for our own account can subject us to liability, result in losses or have a negative effect on our earnings in other ways.
  • Our dependence on technology, and the need to update frequently our technology infrastructure, exposes us to risks that also can result in losses.
  • The systems and models we employ to analyze, monitor and mitigate risks, as well as for other business purposes, are
  • inherently limited, may not be effective in all cases and, in any case, cannot eliminate all risks that we face.
  • A failure or circumvention of our controls and procedures could have a material adverse effect on our business, financial condition and results of operations.
  • Failure of any of our third-party vendors to perform can result in losses.
  • We are subject to certain risks inherent in operating globally which may affect our business adversely.
  • Failure to control our costs and expenses adequately could affect our earnings negatively.
  • Acts of terrorism, natural disasters, global climate change, pandemics and global conflicts may have a negative impact on our business and operations.
  • Failure to evaluate accurately the prospects for repayment when we extend credit or maintain an adequate allowance for credit losses can result in losses or the need to make additional provisions for credit losses, both of which reduce our earnings.
  • Market volatility and/or weak economic conditions can result in losses or the need for additional provisions for credit losses, both of which reduce our earnings.
  • The failure or perceived weakness of any of our significant counterparties could expose us to loss.
  • Changes in the method pursuant to which the London Interbank Offered Rate (LIBOR) or other interest rate benchmarks are determined could adversely impact our business and results of operations.
  • If we do not manage our liquidity effectively, our business could suffer.
  • If the Bank is unable to supply the Corporation with funds over time, the Corporation could be unable to meet its various obligations.
  • We may need to raise additional capital in the future, which may not be available to us or may only be available on unfavorable terms.
  • Any downgrades in our credit ratings, or an actual or perceived reduction in our financial strength, could affect our borrowing costs, capital costs and liquidity adversely.
  • Our success with large, complex clients requires substantial liquidity.
  • Failure to comply with regulations can result in penalties and regulatory constraints that restrict our ability to grow or even conduct our business, or that reduce earnings.
  • Changes by the U.S. and other governments to laws, regulations and policies applicable to the financial services industry may heighten the challenges we face and make regulatory compliance more difficult and costly.
  • We may be impacted adversely by claims or litigation, including claims or litigation relating to our fiduciary responsibilities.
  • We may be impacted adversely by regulatory enforcement matters.
  • We may fail to set aside adequate reserves for, or otherwise underestimate our liability relating to, pending and threatened claims, with a negative effect on our earnings.
  • If we fail to comply with legal standards, we could incur liability to our clients or lose clients, which could affect our earnings negatively.
  • If we do not execute strategic plans successfully, we will not grow as we have planned and our earnings growth will be impacted negatively.
  • If we are not able to attract, retain and motivate key personnel, our business could be negatively affected.
  • We are subject to intense competition in all aspects of our businesses, which could have a negative effect on our ability to maintain satisfactory prices and grow our earnings.
  • Damage to our reputation could have a direct and negative effect on our ability to compete, grow and generate revenue.
  • We need to invest in innovation constantly, and the inability or failure to do so may affect our businesses and earnings negatively.
  • Failure to understand or appreciate fully the risks associated with development or delivery of new product and service offerings will affect our businesses and earnings negatively.
  • Our success with large, complex clients requires an understanding of the market and legal, regulatory and accounting standards in various jurisdictions.
  • We may take actions to maintain client satisfaction that result in losses or reduced earnings.
  • Changes in tax laws and interpretations and tax challenges may affect our earnings negatively.
  • Changes in accounting standards may be difficult to predict and could have a material impact on our consolidated financial statements.
  • Our ability to return capital to stockholders is subject to the discretion of our Board of Directors and may be limited by U.S. banking laws and regulations, applicable provisions of Delaware law, or our failure to pay full and timely dividends on our preferred stock and the terms of our outstanding debt.
Content analysis ?
Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
H.S. freshman Bad
New words: beneficial, Concurrently, deduct, deduction, denial, depository, equitable, error, face, Fitch, geography, launched, lesser, linked, philanthropic, regular, released, safekeeping, schedule, settled, submitted, temporarily, unfair, YTD