MS Morgan Stanley
Morgan Stanley operates as a global financial services company. The firm provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors. The Wealth Management segment offers brokerage and investment advisory services covering various types of investments, including equities, options, futures, foreign currencies, precious metals, fixed-income securities, mutual funds, structured products, alternative investments, unit investment trusts, managed futures, separately managed accounts, and mutual fund asset allocation programs. The Investment Management segment provides equity, fixed income, alternative investments, real estate, and merchant banking strategies. The company was founded by Harold Stanley and Henry S. Morgan on September 16, 1935 and is headquartered in New York, NY.
Company profile
Ticker
MS, INR, MLPY, MS, MS-PA, MS-PF, MS-PI, MS-PK, MS-PL, URR
Exchange
Website
CEO
James Patrick Gorman
Employees
Incorporated
Location
Fiscal year end
Sector
Industry (SIC)
Former names
Dean Witter Discover & Co, Morgan Stanley Dean Witter & Co, Morgan Stanley Dean Witter Discover & Co
SEC CIK
Corporate docs
IRS number
363145972
MS stock data
()
Investment data
| Top 50 of 6505 long holdings End of quarter 31 Mar 20 |
Value |
#Shares |
|---|---|---|
| $13.72B | 53.21M | |
| $9.75B | 61.81M | |
| $8.99B | 4.61M | |
| $8.86B | 34.83M | |
| $5.08B | 31.56M | |
| $3.57B | 18.36M | |
| $3.4B | 37.81M | |
| $3.4B | 14.08M | |
| $3.16B | 63.35M | |
| $3.1B | 20.56M | |
| $3.09B | 42.37M | |
| $3.03B | 15.89M | |
| $2.99B | 2.57M | |
| $2.95B | 17.66M | |
| $2.93B | 2.52M | |
| $2.78B | 27.99M | |
| $2.73B | 20.8M | |
| $2.68B | 9.37M | |
| $2.65B | 27.47M | |
| $2.31B | 8.95M | |
| $2.3B | 20.88M | |
| $2.26B | 4.56M | |
| $2.23B | 5.36M | |
| $2.19B | 14.02M | |
| $2.19B | 78.27M | |
| $2.15B | 48.49M | |
| $2.14B | 7.56M | |
| $2.07B | 11.34M | |
| $2.04B | 17.85M | |
| $2B | 20.24M | |
| $2B | 25.36M | |
| $1.99B | 16.41M | |
| $1.95B | 36.37M | |
| $1.92B | 36.09M | |
| $1.9B | 13.73M | |
| $1.87B | 21.92M | |
| $1.86B | 46.05M | |
| $1.83B | 62.88M | |
| $1.78B | 12.19M | |
| $1.77B | 7.35M | |
| $1.75B | 10.75M | |
| $1.74B | 11.13M | |
| $1.73B | 9.26M | |
| $1.7B | 20.53M | |
| $1.69B | 6.79M | |
| $1.65B | 30.41M | |
| $1.63B | 5.11M | |
| $1.61B | 18.03M | |
| $1.6B | 13.54M | |
| $1.58B | 19.41M |
Holdings list only includes long positions.
Only includes long positions.
Calendar
5 May 20
3 Aug 20
31 Dec 20
News
Company financial data Financial data
| Quarter (USD) | Mar 20 | Dec 19 | Sep 19 | Jun 19 | |
|---|---|---|---|---|---|
| Revenue | 9.49B | 10.86B | 10.03B | 10.24B | |
| Net income | 1.78B | 2.31B | 2.22B | 2.25B | |
| Diluted EPS | 1.01 | 1.3 | 1.27 | 1.23 | |
| Net profit margin | 18.76% | 21.23% | 22.11% | 21.93% | |
| Net change in cash | 49.34B | 2.52B | 76M | -1.1B | |
| Cash on hand | 131.51B | 82.17B | 79.66B | 79.58B |
| Annual (USD) | Dec 19 | Dec 18 | Dec 17 | Dec 16 | |
|---|---|---|---|---|---|
| Revenue | 41.42B | 40.11B | 37.95B | 34.63B | |
| Net income | 9.24B | 8.88B | 6.22B | 6.12B | |
| Diluted EPS | 5.19 | 4.73 | 3.07 | 2.92 | |
| Net profit margin | 22.30% | 22.15% | 16.38% | 17.68% | |
| Net change in cash | -5.03B | 6.8B | 3.04B | -8.19B | |
| Cash on hand | 82.17B | 87.2B | 80.4B | 77.36B |
Financial data from company earnings reports
Recent insider trades
| Date | Owner | Security | Transaction | Code | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|
| 21 Jul 20 | Rooney Robert P | Common Stock | Sell | Dispose S | No | 52.1843 | 18,355 | 957.84K | 209,542.359 |
| 20 Jul 20 | Keishi Hotsuki | Common Stock | Sell | Dispose S | No | 52 | 19,000 | 988K | 243,666.494 |
| 17 Jul 20 | James P Gorman | Common Stock | Sell | Dispose S | No | 53.01 | 100 | 5.3K | 1,143,773.475 |
| 17 Jul 20 | James P Gorman | Common Stock | Sell | Dispose S | No | 52.3867 | 149,900 | 7.85M | 1,143,873.475 |
| 17 Jul 20 | Eric F Grossman | Common Stock | Sell | Dispose S | No | 52.8396 | 54,420 | 2.88M | 250,835.447 |
| 17 Jul 20 | Andrew M Saperstein | Common Stock | Sell | Dispose S | No | 52.5617 | 28,846 | 1.52M | 118,477.962 |
Institutional ownership Q1 2020
86.9% owned by funds/institutions
13F holders |
Current |
|---|---|
| Total holders | 1016 |
| Opened positions | 132 |
| Closed positions | 189 |
| Increased positions | 347 |
| Reduced positions | 375 |
13F shares |
Current |
|---|---|
| Total value | 247.49B |
| Total shares | 1.37B |
| Total puts | 38.27M |
| Total calls | 16.96M |
| Total put/call ratio | 2.3 |
Largest owners |
Shares | Value |
|---|---|---|
| MUFG Mitsubishi UFJ Financial | 377.09M | $12.82B |
| STT State Street | 113.3M | $3.85B |
| Vanguard | 101.11M | $3.44B |
| BLK BlackRock | 95.35M | $3.24B |
| N Price T Rowe Associates | 65.89M | $2.24B |
| JPM JPMorgan Chase & Co. | 49.51M | $1.68B |
| IVZ Invesco | 21.56M | $732.99M |
| FMR | 18.58M | $631.69M |
| Nuveen Asset Management | 17.97M | $611.07M |
| Geode Capital Management | 17.67M | $599.55M |
Financial report summary
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Content analysis
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| Positive | ||
| Negative | ||
| Uncertain | ||
| Constraining | ||
| Legalese | ||
| Litigous | ||
| Readability |
8th grade Avg
|
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New words:
accrual, ACL, administration, aforementioned, Aid, altering, analyzed, arrangement, attained, backdrop, baseline, BBB, begun, binding, brought, Canada, capability, categorized, ceased, CEO, Chairman, clarification, combined, concert, conclusion, constant, constructive, covenant, creditworthy, customary, cutting, DCF, de, declared, deduct, deferral, depository, diagnosed, disease, disposal, domestic, EAD, economy, elevated, EMEA, employed, encourage, encouraged, encouragement, encouraging, Enterprise, entry, exacerbated, exposed, extinguishment, factor, fall, family, FICO, Firmwide, floor, forbearance, Forum, forward, frame, frequently, Good, gradual, gradually, GSIB, health, healthy, heard, HFI, highly, horizon, IBOR, implication, implied, indirectly, input, intent, Isaac, length, LGD, light, location, LTV, marketplace, membership, modification, monthly, negative, negatively, notable, notably, oil, operationally, outlook, pandemic, PD, PDCF, people, percent, permanent, pertaining, President, prioritize, proactively, prudence, purpose, rapidly, readily, receipt, redeemed, refreshed, reinstating, remotely, replenish, responding, rest, restructured, resubmit, revert, safety, SCB, seed, sheltering, significantly, situation, slowdown, solvent, Spain, stability, statute, strong, subdued, sustainability, sustained, TDR, temporarily, temporary, tolerance, treated, trend, Troubled, uncollectible, unemployment, unprecedented, upgrade, vast, voluntarily, waiting, weighed, window, withdrew, workforce
Removed:
abandoned, Accumulated, Aggregated, approved, area, Article, avoid, Basket, benchmark, Brazilian, centralized, classification, commentary, compare, conformed, delivered, disaggregated, DOL, electorate, enhance, exercise, favorable, finalized, GLR, goal, immateriality, initially, invoked, Labor, LAL, land, lease, legislation, Lisbon, managing, Mesa, minimal, modestly, Nonfinancial, object, OCI, OIS, penetration, permit, platform, preliminary, prepaid, presenting, professional, questioned, reclassify, recognize, recoverable, redeployment, redesignated, reimbursement, retention, separate, specifically, streamlined, submitting, suitable, terminate, Thomson, Treaty, unfavorable, uplift, vote, warehouse, West, Wholesale
Financial reports
10-Q
2020 Q1
Quarterly report
5 May 20
10-K
2019 FY
Annual report
27 Feb 20
10-Q
2019 Q3
Quarterly report
5 Nov 19
10-Q
2019 Q2
Quarterly report
5 Aug 19
10-Q
2019 Q1
Quarterly report
3 May 19
10-K
2018 FY
Annual report
26 Feb 19
10-Q
2018 Q3
Quarterly report
5 Nov 18
10-Q
2018 Q2
Quarterly report
3 Aug 18
10-Q
2018 Q1
Quarterly report
4 May 18
10-K
2017 FY
Annual report
27 Feb 18
Current reports
8-K
Morgan Stanley Second Quarter 2020 Earnings Results
16 Jul 20
8-K
Morgan Stanley Announces June 2020 CCAR Results
29 Jun 20
8-K
Submission of Matters to a Vote of Security Holders
22 May 20
8-K
Morgan Stanley First Quarter 2020 Earnings Results
16 Apr 20
8-K
Entry into a Material Definitive Agreement
21 Feb 20
8-K
Morgan Stanley to Acquire E*TRADE, Creating a Leader in all Major Wealth Management Channels
20 Feb 20
8-K
Other Events
17 Jan 20
8-K
Amendments to Articles of Incorporation or Bylaws
17 Jan 20
8-K
Morgan Stanley Fourth Quarter and Full Year 2019 Earnings Results
16 Jan 20
8-K
Material Modifications to Rights of Security Holders
25 Nov 19
Registration and prospectus
FWP
Free writing prospectus
3 Aug 20
FWP
Free writing prospectus
3 Aug 20
FWP
Free writing prospectus
3 Aug 20
424B2
Prospectus for primary offering
3 Aug 20
FWP
Free writing prospectus
3 Aug 20
FWP
Free writing prospectus
3 Aug 20
FWP
Free writing prospectus
3 Aug 20
424B2
Prospectus for primary offering
3 Aug 20
FWP
Free writing prospectus
3 Aug 20
FWP
Free writing prospectus
3 Aug 20
Proxies
DEFA14A
Additional proxy soliciting materials
20 Apr 20
DEFA14A
Additional proxy soliciting materials
3 Apr 20
DEFA14A
Additional proxy soliciting materials
3 Apr 20
DEF 14A
Definitive proxy
3 Apr 20
PX14A6G
Letter to shareholders
30 Apr 19
DEFA14A
Additional proxy soliciting materials
5 Apr 19
DEFA14A
Additional proxy soliciting materials
5 Apr 19
DEF 14A
Definitive proxy
5 Apr 19
DEF 14A
Definitive proxy
6 Apr 18
DEFA14A
Additional proxy soliciting materials
6 Apr 18
Other
EFFECT
Notice of effectiveness
15 Jun 20
NO ACT
No action letter
23 Feb 17
CERTNYS
Certification of approval for NYSE listing
1 Feb 17
NO ACT
No action letter
9 Feb 16
UPLOAD
Letter from SEC
3 Jun 15
CORRESP
Correspondence with SEC
27 May 15
CORRESP
Correspondence with SEC
1 May 15
UPLOAD
Letter from SEC
29 Apr 15
NO ACT
No action letter
10 Mar 15
CERTNYS
Certification of approval for NYSE listing
18 Sep 14
Ownership
SC 13G
Fortress Transportation & Infrastructure Investors / MORGAN STANLEY ownership change
27 Jul 20
4
MORGAN STANLEY / ROBERT P ROONEY ownership change
23 Jul 20
4
MORGAN STANLEY / Keishi Hotsuki ownership change
22 Jul 20
4
MORGAN STANLEY / ANDREW M SAPERSTEIN ownership change
21 Jul 20
4
MORGAN STANLEY / ERIC F GROSSMAN ownership change
21 Jul 20
4
MORGAN STANLEY / JAMES P GORMAN ownership change
17 Jul 20
SC 13G
Arbutus Biopharma / MORGAN STANLEY ownership change
16 Jul 20
SC 13G/A
OVERSTOCK.COM / MORGAN STANLEY ownership change
9 Jul 20
SC 13G/A
Cushing Energy Income Fund / MORGAN STANLEY ownership change
8 Jul 20
SC 13G/A
Extraction Oil & Gas / MORGAN STANLEY ownership change
8 Jul 20
Patents
APP
Utility
User Authorization System for Transactions
2 Jul 20
A system and method for obtaining user approval for transactions.
APP
Utility
Characterizing Client-server Connection Configurations According to Communication Layer Attributes
2 Jul 20
A system and method for characterizing a connection configuration of a client connecting to a computer system.
APP
Utility
Intelligent Computation Acceleration Transform Utility
25 Jun 20
Systems and methods for intelligent computation acceleration transform to allow applications to be executed by accelerated processing units such as graphic processing units (GPUs) or field programmable gate arrays (FPGAs) are disclosed.
APP
Utility
System and Method for Measuring Model Efficacy In Highly Regulated Environments
11 Jun 20
Systems and methods for measuring efficacy of prediction models are described.
APP
Utility
System and Method for Predicting Incidents Using Log Text Analytics
11 Jun 20
Systems and methods for predicting and preventing system incidents such as outages or failures based on advanced log analytics are described.