Company profile

James Patrick Gorman
Fiscal year end
Former names
Dean Witter Discover & Co, Morgan Stanley Dean Witter & Co, Morgan Stanley Dean Witter Discover & Co
IRS number

MS stock data


Investment data

Data from SEC filings
Top 50 of 6505 long holdings
End of quarter 31 Mar 20
$13.72B 53.21M
$9.75B 61.81M
$8.99B 4.61M
$8.86B 34.83M
$5.08B 31.56M
$3.57B 18.36M
$3.4B 37.81M
$3.4B 14.08M
$3.16B 63.35M
$3.1B 20.56M
$3.09B 42.37M
$3.03B 15.89M
$2.99B 2.57M
$2.95B 17.66M
$2.93B 2.52M
$2.78B 27.99M
$2.73B 20.8M
$2.68B 9.37M
$2.65B 27.47M
$2.31B 8.95M
$2.3B 20.88M
$2.26B 4.56M
$2.23B 5.36M
$2.19B 14.02M
$2.19B 78.27M
$2.15B 48.49M
$2.14B 7.56M
$2.07B 11.34M
$2.04B 17.85M
$2B 20.24M
$2B 25.36M
$1.99B 16.41M
$1.95B 36.37M
$1.92B 36.09M
$1.9B 13.73M
$1.87B 21.92M
$1.86B 46.05M
$1.83B 62.88M
$1.78B 12.19M
$1.77B 7.35M
$1.75B 10.75M
$1.74B 11.13M
$1.73B 9.26M
$1.7B 20.53M
$1.69B 6.79M
$1.65B 30.41M
$1.63B 5.11M
$1.61B 18.03M
$1.6B 13.54M
$1.58B 19.41M
Holdings list only includes long positions. Only includes long positions.


5 May 20
3 Aug 20
31 Dec 20


Company financial data Financial data

Quarter (USD) Mar 20 Dec 19 Sep 19 Jun 19
Revenue 9.49B 10.86B 10.03B 10.24B
Net income 1.78B 2.31B 2.22B 2.25B
Diluted EPS 1.01 1.3 1.27 1.23
Net profit margin 18.76% 21.23% 22.11% 21.93%
Net change in cash 49.34B 2.52B 76M -1.1B
Cash on hand 131.51B 82.17B 79.66B 79.58B
Annual (USD) Dec 19 Dec 18 Dec 17 Dec 16
Revenue 41.42B 40.11B 37.95B 34.63B
Net income 9.24B 8.88B 6.22B 6.12B
Diluted EPS 5.19 4.73 3.07 2.92
Net profit margin 22.30% 22.15% 16.38% 17.68%
Net change in cash -5.03B 6.8B 3.04B -8.19B
Cash on hand 82.17B 87.2B 80.4B 77.36B

Financial data from company earnings reports

Date Owner Security Transaction Code 10b5-1 $Price #Shares $Value #Remaining
21 Jul 20 Rooney Robert P Common Stock Sell Dispose S No 52.1843 18,355 957.84K 209,542.359
20 Jul 20 Keishi Hotsuki Common Stock Sell Dispose S No 52 19,000 988K 243,666.494
17 Jul 20 James P Gorman Common Stock Sell Dispose S No 53.01 100 5.3K 1,143,773.475
17 Jul 20 James P Gorman Common Stock Sell Dispose S No 52.3867 149,900 7.85M 1,143,873.475
17 Jul 20 Eric F Grossman Common Stock Sell Dispose S No 52.8396 54,420 2.88M 250,835.447
17 Jul 20 Andrew M Saperstein Common Stock Sell Dispose S No 52.5617 28,846 1.52M 118,477.962
86.9% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 1016 1073 -5.3%
Opened positions 132 169 -21.9%
Closed positions 189 106 +78.3%
Increased positions 347 345 +0.6%
Reduced positions 375 399 -6.0%
13F shares
Current Prev Q Change
Total value 247.49B 354.48B -30.2%
Total shares 1.37B 1.35B +1.2%
Total puts 38.27M 45.78M -16.4%
Total calls 16.96M 23.54M -28.0%
Total put/call ratio 2.3 1.9 +16.1%
Largest owners
Shares Value Change
MUFG Mitsubishi UFJ Financial 377.09M $12.82B -1.4%
STT State Street 113.3M $3.85B -5.8%
Vanguard 101.11M $3.44B +2.9%
BLK BlackRock 95.35M $3.24B -6.7%
N Price T Rowe Associates 65.89M $2.24B +6.2%
JPM JPMorgan Chase & Co. 49.51M $1.68B +20.5%
IVZ Invesco 21.56M $732.99M +1.9%
FMR 18.58M $631.69M -1.2%
Nuveen Asset Management 17.97M $611.07M +10.5%
Geode Capital Management 17.67M $599.55M -3.3%
Largest transactions
Shares Bought/sold Change
Norges Bank 0 -13.22M EXIT
JPM JPMorgan Chase & Co. 49.51M +8.41M +20.5%
STT State Street 113.3M -6.94M -5.8%
BLK BlackRock 95.35M -6.8M -6.7%
Arrowstreet Capital, Limited Partnership 9.73M +5.48M +128.8%
MUFG Mitsubishi UFJ Financial 377.09M -5.47M -1.4%
BEN Franklin Resources 10.1M +4.48M +79.7%
N Price T Rowe Associates 65.89M +3.83M +6.2%
Susquehanna International 4.76M +3.4M +250.0%
Citadel Advisors 4.31M +3.22M +295.7%

Financial report summary

Content analysis ?
8th grade Avg
New words: accrual, ACL, administration, aforementioned, Aid, altering, analyzed, arrangement, attained, backdrop, baseline, BBB, begun, binding, brought, Canada, capability, categorized, ceased, CEO, Chairman, clarification, combined, concert, conclusion, constant, constructive, covenant, creditworthy, customary, cutting, DCF, de, declared, deduct, deferral, depository, diagnosed, disease, disposal, domestic, EAD, economy, elevated, EMEA, employed, encourage, encouraged, encouragement, encouraging, Enterprise, entry, exacerbated, exposed, extinguishment, factor, fall, family, FICO, Firmwide, floor, forbearance, Forum, forward, frame, frequently, Good, gradual, gradually, GSIB, health, healthy, heard, HFI, highly, horizon, IBOR, implication, implied, indirectly, input, intent, Isaac, length, LGD, light, location, LTV, marketplace, membership, modification, monthly, negative, negatively, notable, notably, oil, operationally, outlook, pandemic, PD, PDCF, people, percent, permanent, pertaining, President, prioritize, proactively, prudence, purpose, rapidly, readily, receipt, redeemed, refreshed, reinstating, remotely, replenish, responding, rest, restructured, resubmit, revert, safety, SCB, seed, sheltering, significantly, situation, slowdown, solvent, Spain, stability, statute, strong, subdued, sustainability, sustained, TDR, temporarily, temporary, tolerance, treated, trend, Troubled, uncollectible, unemployment, unprecedented, upgrade, vast, voluntarily, waiting, weighed, window, withdrew, workforce
Removed: abandoned, Accumulated, Aggregated, approved, area, Article, avoid, Basket, benchmark, Brazilian, centralized, classification, commentary, compare, conformed, delivered, disaggregated, DOL, electorate, enhance, exercise, favorable, finalized, GLR, goal, immateriality, initially, invoked, Labor, LAL, land, lease, legislation, Lisbon, managing, Mesa, minimal, modestly, Nonfinancial, object, OCI, OIS, penetration, permit, platform, preliminary, prepaid, presenting, professional, questioned, reclassify, recognize, recoverable, redeployment, redesignated, reimbursement, retention, separate, specifically, streamlined, submitting, suitable, terminate, Thomson, Treaty, unfavorable, uplift, vote, warehouse, West, Wholesale