AMP Ameriprise Financial, Inc.
Ameriprise Financial, Inc. operates as a holding company. The company provides financial planning, asset management and insurance services to individuals, businesses and institutions. It operates through five segments: Advice & Wealth Management; Asset Management; Annuities; Protection; and Corporate & Other. The Advice & Wealth Management segment provides financial planning and advice, as well as full service brokerage and banking services, primarily to retail clients through the company's financial advisors. The Asset Management segment provides investment advice and investment products to retail and institutional clients. It also provides products and services on a global scale through two complementary asset management businesses: Columbia Management and Threadneedle. The Columbia Management business primarily provides U.S. domestic products and services and Threadneedle primarily provides international investment products and services. Its international retail products are primarily provided through third-party financial institutions. The segments retail products include mutual funds and variable product funds underlying insurance and annuity separate accounts. The Annuities segment provides variable and fixed annuity products of RiverSource Life companies to retail clients. The Protection segment offers a variety of protection products to address the protection and risk management needs of the company's retail clients, including life, DI, and property-casualty insurance. The Corporate & Other segment consists of net investment income on corporate level assets, including excess capital held in the company's subsidiaries and other unallocated equity and other revenues from various investments as well as unallocated corporate expenses. Ameriprise Financial was founded by John Tappan in 1894 and is headquartered in Minneapolis, MN.
Company profile
Ticker
AMP
Exchange
Website
CEO
James Michael Cracchiolo
Employees
Incorporated in
Location
Fiscal year end
Sector
Industry (SEC)
Former names
American Express Financial Advisors, American Express Financial Corp, Ids Financial Corp
SEC CIK
Corporate docs
IRS number
133180631
SEC advisor number
801-14721
Address
Ameriprise Financial
1099 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474
1099 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474
Phone
612-671-8001
Fund data
| Top 50 of 3062 long holdings End of quarter 31 Dec 19 |
Value |
#Shares |
|---|---|---|
| $9.63B | 76.85M | |
| $6.18B | 39.2M | |
| $5.41B | 18.42M | |
| $5.12B | 3.82M | |
| $3.73B | 2.02M | |
| $3.6B | 21.25M | |
| $3.27B | 24.06M | |
| $3.04B | 14.83M | |
| $2.35B | 49M | |
| $2.32B | 7.93M | |
| $2.27B | 12.08M | |
| $2.2B | 29M | |
| $2.17B | 27.14M | |
| $2.13B | 33.17M | |
| $2.12B | 14.56M | |
| $2.09B | 17.31M | |
|
SPDR S&P 500 Etf Trust
|
$2.04B | 6.33M |
| $2.02B | 6.77M | |
| $2.01B | 6.37M | |
| $2.01B | 17.74M | |
| $2B | 31.22M | |
| $1.9B | 42.23M | |
| $1.7B | 27.64M | |
| $1.7B | 25.1M | |
| $1.65B | 18.14M | |
| $1.63B | 4.96M | |
| $1.62B | 19.09M | |
| $1.51B | 8.55M | |
| $1.44B | 6.31M | |
| $1.43B | 6.75M | |
| $1.43B | 40.52M | |
| $1.36B | 10.88M | |
| $1.36B | 7.5M | |
| $1.28B | 3.28M | |
| $1.26B | 23.37M | |
| $1.24B | 5.68M | |
| $1.2B | 14.53M | |
| $1.15B | 7.97M | |
| $1.13B | 4.9M | |
| $1.09B | 18.22M | |
| $1.08B | 8.47M | |
| $1.08B | 7.88M | |
| $1.07B | 27.31M | |
| $1.05B | 4.45M | |
| $1B | 7.22M | |
| $1B | 17.58M | |
| $1B | 19.01M | |
| $950.52M | 24.26M | |
| $943.96M | 28.39M | |
| $934.29M | 3.18M |
Holdings list only includes long positions.
Only includes long positions.
Calendar
26 Feb 20
2 Apr 20
31 Dec 20
News
Company financial data Financial data
| Quarter (USD) | Dec 19 | Sep 19 | Jun 19 | Mar 19 | |
|---|---|---|---|---|---|
| Revenue | 3.32B | 3.35B | 3.28B | 3.15B | |
| Net income | 463M | 543M | 492M | 395M | |
| Diluted EPS | 3.53 | 4.04 | 3.57 | 2.82 | |
| Net profit margin | 13.96% | 16.20% | 14.99% | 12.53% | |
| Net change in cash | -1.35B | 828M | |||
| Cash on hand | 6.21B | 7.57B | 6.74B |
| Annual (USD) | Dec 19 | Dec 18 | Dec 17 | Dec 16 | |
|---|---|---|---|---|---|
| Revenue | 13.1B | 12.92B | 12.18B | 11.84B | |
| Net income | 1.89B | 2.1B | 1.48B | 1.31B | |
| Diluted EPS | 13.92 | 14.2 | 9.44 | 7.81 | |
| Net profit margin | 14.45% | 16.23% | 12.15% | 11.09% | |
| Net change in cash | 330M | 739M | 2.83B | -39M | |
| Cash on hand | 6.21B | 5.88B | 5.14B | 2.32B |
Financial data from company earnings reports
Recent insider trades
| Date | Owner | Security | Transaction | Code | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|
| 20 Feb 20 | Randy Kupper | Common Stock | Sell | Dispose S | 179.5547 | 6,862 | 1.23M | 19,202 |
| 18 Feb 20 | William F Truscott | Employee Stock Option Common Stock | Option exercise | Dispose M | 107.61 | 54,910 | 5.91M | 0 |
| 18 Feb 20 | Walter Stanley Berman | Common Stock | Sell | Dispose S | 176.1997 | 11,158 | 1.97M | 58,762 |
| 18 Feb 20 | Walter Stanley Berman | Common Stock | Payment of exercise | Dispose F | 178.82 | 43,752 | 7.82M | 69,920 |
| 18 Feb 20 | Walter Stanley Berman | Common Stock | Option exercise | Aquire M | 107.61 | 54,910 | 5.91M | 113,672 |
| 18 Feb 20 | Walter Stanley Berman | Common Stock | Sell | Dispose S | 177.7703 | 41,002 | 7.29M | 17,760 |
| 18 Feb 20 | William F Truscott | Common Stock | Gift | Dispose G | 0 | 11,200 | 0 | 48,201 |
| 18 Feb 20 | William F Truscott | Common Stock | Sell | Dispose S | 177.8821 | 11,998 | 2.13M | 59,401 |
| 18 Feb 20 | William F Truscott | Common Stock | Payment of exercise | Dispose F | 178.82 | 42,912 | 7.67M | 15,798 |
| 18 Feb 20 | William F Truscott | Common Stock | Option exercise | Aquire M | 107.61 | 54,910 | 5.91M | 70,708 |
Institutional ownership Q4 2019
80.9% owned by funds/institutions
13F holders |
Current |
|---|---|
| Total holders | 795 |
| Opened positions | 128 |
| Closed positions | 67 |
| Increased positions | 221 |
| Reduced positions | 295 |
13F shares |
Current |
|---|---|
| Total value | 17.59B |
| Total shares | 105.62M |
| Total puts | 279.9K |
| Total calls | 164.8K |
| Total put/call ratio | 1.7 |
Largest owners |
Shares | Value |
|---|---|---|
| Vanguard | 13.11M | $2.18B |
| BLK BlackRock | 9.64M | $1.61B |
| STT State Street | 5.9M | $982.39M |
| Aristotle Capital Management | 4.48M | $746.32M |
| JPM JPMorgan Chase & Co. | 4.44M | $739.25M |
| UBS UBS | 2.95M | $491.95M |
| LSV Asset Management | 2.94M | $489.03M |
| Geode Capital Management | 2.39M | $397.1M |
| Lyrical Asset Management | 2.31M | $384.16M |
| Ubs Global Asset Management Americas | 1.96M | $326.85M |
Content analysis
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| Litigous | ||
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H.S. sophomore Avg
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New words:
AAH, accuracy, AFS, agenda, Bachelor, Biddle, Brian, buffer, career, CFA, CMIA, comment, Commonwealth, correlation, CPA, CRS, crucial, Dame, doubling, Drinker, enjoy, ESG, ESMA, feasible, forfeited, front, Gartmore, geopolitical, hinder, Hutt, HuttSenior, inactive, inadvertent, inadvertently, Inline, Interbank, intraperiod, iXBRL, Jupiter, KPMG, Language, LLB, MBA, MiFIR, NaN, newly, nondiscretionary, Northern, Notre, operationally, outweigh, overstated, panel, parenthetically, perfect, premature, quo, Reath, rehabilitation, repay, Ring, ROU, Science, Securitisation, Shea, supervisor, tabular, transitionary, withdrew
Removed:
addressed, affirmed, AFSI, Arizona, article, attributed, Austria, aware, Baker, body, Brotherhood, casualty, CDs, charity, Chile, commence, Commissioner, compounded, continual, corrected, Costco, David, deconsolidated, deconsolidation, Denmark, DePere, depositary, discrete, diversity, eventual, evolved, examine, exemptive, exercising, extinguished, extinguishment, factual, fine, France, function, Germany, IBNR, identifiable, impartial, impartiality, implicate, incapable, informed, intragroup, Italy, lengthy, letter, leveraging, Lisbon, loved, Lutheran, maker, Malaysia, mismatch, noncancelable, noncontrolling, objective, objectivity, penalty, Phoenix, possessing, precise, preclude, predominance, principle, PwC, question, remuneration, renamed, representation, requisite, showing, slightly, Spain, Stewart, stressed, sublease, submitted, succeed, terrorist, thereon, Thrivent, umbrella, unreported, unsettled, vision, wake, Wholesale, Wisconsin, yielding
Financial reports
10-K
2019 FY
Annual report
26 Feb 20
10-Q
2019 Q3
Quarterly report
12 Nov 19
10-Q
2019 Q2
Quarterly report
5 Aug 19
10-Q
2019 Q1
Quarterly report
1 May 19
10-K
2018 FY
Annual report
27 Feb 19
10-Q
2018 Q3
Quarterly report
5 Nov 18
10-Q
2018 Q2
Quarterly report
6 Aug 18
10-Q
2018 Q1
Quarterly report
2 May 18
10-K
2017 FY
Annual report
23 Feb 18
10-Q
2017 Q3
Quarterly report
1 Nov 17
Current reports
8-K
Regulation FD Disclosure
31 Mar 20
8-K
Results of Operations and Financial Condition
29 Jan 20
8-K
Results of Operations and Financial Condition
23 Oct 19
8-K/A
Departure of Directors or Certain Officers
20 Aug 19
8-K
Results of Operations and Financial Condition
24 Jul 19
8-K
Regulation FD Disclosure
1 Jul 19
8-K
Departure of Directors or Certain Officers
3 Jun 19
8-K
Departure of Directors or Certain Officers
21 May 19
8-K
Submission of Matters to a Vote of Security Holders
26 Apr 19
8-K
Results of Operations and Financial Condition
24 Apr 19
Registration and prospectus
424B2
Prospectus for primary offering
1 Apr 20
FWP
Free writing prospectus
31 Mar 20
424B5
Prospectus supplement for primary offering
31 Mar 20
424B2
Prospectus for primary offering
13 Mar 19
FWP
Free writing prospectus
12 Mar 19
424B5
Prospectus supplement for primary offering
12 Mar 19
S-3ASR
Automatic shelf registration
28 Feb 18
S-8
Registration of securities for employees
8 Aug 17
424B2
Prospectus for primary offering
10 Aug 16
424B5
Prospectus supplement for primary offering
8 Aug 16
Proxies
DEFA14A
Additional proxy soliciting materials
20 Mar 20
DEF 14A
Definitive proxy
20 Mar 20
DEFA14A
Additional proxy soliciting materials
10 Apr 19
DEF 14A
Definitive proxy
15 Mar 19
DEFA14A
Additional proxy soliciting materials
6 Apr 18
DEF 14A
Definitive proxy
16 Mar 18
DEF 14A
Definitive proxy
17 Mar 17
DEF 14A
Definitive proxy
18 Mar 16
DEF 14A
Definitive proxy
20 Mar 15
DEF 14A
Definitive proxy
17 Mar 14
Other
UPLOAD
Letter from SEC
27 Jan 16
CORRESP
Correspondence with SEC
30 Dec 15
UPLOAD
Letter from SEC
16 Dec 15
UPLOAD
Letter from SEC
29 Jan 15
CORRESP
Correspondence with SEC
9 Jan 15
UPLOAD
Letter from SEC
10 Dec 14
UPLOAD
Letter from SEC
19 Dec 13
CORRESP
Correspondence with SEC
17 Dec 13
UPLOAD
Letter from SEC
5 Dec 13
CORRESP
Correspondence with SEC
10 Oct 13
Ownership
SC 13G/A
Xperi / AMERIPRISE FINANCIAL ownership change
10 Mar 20
4
AMERIPRISE FINANCIAL / Randy Kupper ownership change
24 Feb 20
4
AMERIPRISE FINANCIAL / WILLIAM F TRUSCOTT ownership change
24 Feb 20
4
AMERIPRISE FINANCIAL / Robert Francis Sharpe JR ownership change
24 Feb 20
4
AMERIPRISE FINANCIAL / Walter Stanley Berman ownership change
19 Feb 20
4
AMERIPRISE FINANCIAL / Joseph Edward Sweeney ownership change
19 Feb 20
4
AMERIPRISE FINANCIAL / WILLIAM F TRUSCOTT ownership change
19 Feb 20
4
AMERIPRISE FINANCIAL / John Robert Woerner ownership change
19 Feb 20
4
AMERIPRISE FINANCIAL / Randy Kupper ownership change
19 Feb 20
4
AMERIPRISE FINANCIAL / COLIN MOORE ownership change
19 Feb 20