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Capital One Financial (COF)

Capital One Financial Corporation is a financial holding company whose subsidiaries, which include Capital One, N.A., and Capital One Bank (USA), N.A., had $305.4 billion in deposits and $421.6 billion in total assets as of December 31, 2020. Headquartered in McLean, Virginia, Capital One offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients through a variety of channels. Capital One, N.A. has branches located primarily in New York, Louisiana, Texas, Maryland, Virginia, New Jersey and the District of Columbia.

Company profile

COF stock data

Investment data

Data from SEC filings
Top 50 of 91 long holdings
End of quarter 31 Mar 22
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$10.98M 141.51K 598.36K -76.4
$9.94M 303.78K 1.72M -82.3
$7.1M 52.73K 567.43K -90.7
Vanguard Mun BD FDS
$6.45M 125.04K 289.71K -56.8
$6.33M 87.69K 494.42K -82.3
Vanguard Charlotte FDS
$6.24M 119.06K NEW
$5.23M 31.05K 284.61K -89.1
$5.01M 62.92K 437.37K -85.6
$4.61M 44.06K 170.09K -74.1
$4.18M 75.86K 495.35K -84.7
$3.54M 28.44K 210.56K -86.5
$3.23M 10.47K 17.91K -41.6
$3.1M 91.41K 618.12K -85.2
$3.06M 122.69K 848.47K -85.5
$2.65M 30.84K 214.51K -85.6
$2.63M 49.59K 58.37K -15.0
$2.62M 51.1K 316.91K -83.9
$2.52M 45.35K 48.73K -6.9
$2.38M 39.03K 255.58K -84.7
$2.26M 23.07K 101.01K -77.2
$2.01M 66.54K 76.6K -13.1
$2.01M 22.53K 105.48K -78.6
$2.01M 7K 7.21K -2.9
$1.97M 11.27K 42.56K -73.5
$1.92M 63.09K NEW
$1.53M 3.37K 23.24K -85.5
$1.53M 22.9K 22.9K 0
$1.52M 3.36K 17.5K -80.8
$1.51M 29.05K 164.42K -82.3
$1.51M 23.94K 163.86K -85.4
$1.17M 21.88K 131.74K -83.4
$1.17M 3.9K 6.4K -39.0
$1.04M 20.81K 171.24K -87.8
$1.03M 4.17K 7.25K -42.5
$993K 9.28K 62.08K -85.1
$957K 6.48K 26.33K -75.4
$952K 13.7K 17.71K -22.7
$920K 19.43K NEW
$907K 32.77K 248.54K -86.8
$814K 7.76K 14.62K -46.9
$803K 5.86K 35.41K -83.4
$759K 3.05K 3.93K -22.3
$716K 20.89K 84.55K -75.3
$682K 4.98K 9.84K -49.4
$644K 19.97K 64.61K -69.1
$636K 12.97K 70.74K -81.7
$634K 9.45K 103.55K -90.9
$609K 4.47K 9.56K -53.2
$592K 3.65K 6.33K -42.3
$546K 11.28K 88.54K -87.3
Holdings list only includes long positions. Only includes long positions.

Calendar

29 Jul 22
12 Aug 22
31 Dec 22
Quarter (USD) Jun 22 Mar 22 Dec 21 Sep 21
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS
Annual (USD) Dec 21 Dec 20 Dec 19 Dec 18
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS
Cash burn rate (est.) Burn method: Change in cash Burn method: Operating income Burn method: FCF (opex + capex)
Last Q Avg 4Q Last Q Avg 4Q Last Q Avg 4Q
Cash on hand (at last report) 22.25B 22.25B 22.25B 22.25B 22.25B 22.25B
Cash burn (monthly) 1.61B 1.07B (no burn) (no burn) (no burn) (no burn)
Cash used (since last report) 2.31B 1.54B n/a n/a n/a n/a
Cash remaining 19.94B 20.71B n/a n/a n/a n/a
Runway (months of cash) 12.4 19.4 n/a n/a n/a n/a

Beta Read what these cash burn values mean

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Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
9 Aug 22 Fairbank Richard D Common Stock Sell Dispose S No Yes 107.93 1,214 131.03K 3,757,016
9 Aug 22 Fairbank Richard D Common Stock Sell Dispose S No Yes 107.24 11,324 1.21M 3,758,230
9 Aug 22 Fairbank Richard D Common Stock Option exercise Acquire M No Yes 56.32 12,538 706.14K 3,769,554
9 Aug 22 Fairbank Richard D Stock Options Common Stock Option exercise Dispose M No Yes 56.32 12,538 706.14K 175,529
8 Aug 22 Fairbank Richard D Common Stock Gift Dispose G No No 0 1,847 0 3,757,016
8 Aug 22 Fairbank Richard D Common Stock Sell Dispose S No Yes 108.26 8,214 889.25K 3,758,863
8 Aug 22 Fairbank Richard D Common Stock Sell Dispose S No Yes 107.39 4,324 464.35K 3,767,077
8 Aug 22 Fairbank Richard D Common Stock Option exercise Acquire M No Yes 56.32 12,538 706.14K 3,771,401
8 Aug 22 Fairbank Richard D Stock Options Common Stock Option exercise Dispose M No Yes 56.32 12,538 706.14K 188,067
5 Aug 22 Fairbank Richard D Common Stock Sell Dispose S No Yes 106.3 2,161 229.71K 3,758,863
91.1% owned by funds/institutions
13F holders Current Prev Q Change
Total holders 1037 1089 -4.8%
Opened positions 90 158 -43.0%
Closed positions 142 129 +10.1%
Increased positions 394 379 +4.0%
Reduced positions 388 404 -4.0%
13F shares Current Prev Q Change
Total value 45.82B 53.16B -13.8%
Total shares 349.84M 366.58M -4.6%
Total puts 4.57M 5.12M -10.7%
Total calls 3.7M 3.04M +21.7%
Total put/call ratio 1.2 1.7 -26.6%
Largest owners Shares Value Change
Dodge & Cox 32.96M $4.33B +0.5%
Vanguard 32.8M $4.31B -0.4%
BLK Blackrock 30.29M $3.98B -11.0%
Capital World Investors 21.08M $2.77B -4.5%
STT State Street 20.46M $2.69B +2.2%
JPM JPMorgan Chase & Co. 13.13M $1.72B +4.7%
FMR 12.18M $1.6B -22.6%
Davis Selected Advisers 11.39M $1.49B -3.4%
BAC Bank Of America 11.21M $1.47B +32.5%
Aristotle Capital Management 10.6M $1.39B -0.7%
Largest transactions Shares Bought/sold Change
BLK Blackrock 30.29M -3.76M -11.0%
Norges Bank 0 -3.64M EXIT
FMR 12.18M -3.56M -22.6%
BAC Bank Of America 11.21M +2.75M +32.5%
Nuveen Asset Management 1.05M -2.08M -66.6%
First Trust Advisors 1.73M +1.49M +603.3%
Holocene Advisors 9.08K -1.3M -99.3%
Robeco Institutional Asset Management B.V. 2.52M +1.11M +79.5%
Marshall Wace 0 -1.11M EXIT
Fisher Asset Management 6.94M +1.11M +18.9%

Financial report summary

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Risks
  • Our results of operations may be adversely affected by the effects of the COVID-19 pandemic.
  • Changes and instability in the macroeconomic environment, consumer confidence and customer behavior may adversely affect our business.
  • Financial market instability and volatility could adversely affect our business.
  • We may experience increased delinquencies, credit losses, inaccurate estimates and inadequate reserves.
  • Capital and Liquidity Risk
  • We may not be able to maintain adequate capital or liquidity levels, which could have a negative impact on our financial results and our ability to return capital to our stockholders.
  • Limitations on our ability to receive dividends from our subsidiaries could affect our liquidity and ability to pay dividends and repurchase common stock.
  • We face risks related to our operational, technological and organizational infrastructure.
  • A cyber-attack or other security incident, including one that results in the theft, loss or misuse of information (including personal information), or the disabling of systems and access to information critical to business operations, may result in increased costs, reductions in revenue, reputational damage, legal exposure and business disruptions.
  • Our required compliance with applicable laws and regulations related to privacy, data protection and data security may increase our costs, reduce our revenue, increase our legal exposure and limit our ability to pursue business opportunities.
  • We face risks resulting from the extensive use of models and data.
  • Legal and Regulatory Risk
  • Compliance with new and existing laws, regulations and regulatory expectations is costly and complex.
  • Our businesses are subject to the risk of increased litigation, government investigations and regulatory enforcement.
  • We face intense competition in all of our markets.
  • Our business, financial condition and results of operations may be adversely affected by merchants’ increasing focus on the fees charged by credit and debit card networks and by legislation and regulation impacting such fees.
  • If we are not able to invest successfully in and introduce digital and other technological developments across all our businesses, our financial performance may suffer.
  • We may fail to realize the anticipated benefits of our mergers, acquisitions and strategic partnerships.
  • Reputational risk and social factors may impact our results and damage our brand.
  • If we are not able to protect our intellectual property, our revenue and profitability could be negatively affected.
  • Our risk management strategies may not be fully effective in mitigating our risk exposures in all market environments or against all types of risk.
  • Fluctuations in market interest rates or volatility in the capital markets could adversely affect our income and expense, the value of assets and obligations, our regulatory capital, cost of capital or liquidity.
  • The transition away from LIBOR may adversely affect our business.
  • Our business could be negatively affected if we are unable to attract, retain and motivate skilled employees.
  • We face risks from unpredictable catastrophic events.
  • Climate change manifesting as physical or transition risks could adversely affect our operations, businesses and customers.
  • We face risks from the use of or changes to assumptions or estimates in our financial statements.
  • The soundness of other financial institutions and other third parties could adversely affect us.

Content analysis

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Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
8th grade Good
New words: bearing, British, certified, classwide, Columbia, decision, DIF, half, notice, overdraft, passed, preliminarily, proceed, proposed, Quebec, reach, reaching, Restoration, restore, rulemaking, slightly
Removed: client, flat, remained

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