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COF Capital One Financial

Capital One Financial Corporation is a financial holding company whose subsidiaries, which include Capital One, N.A., and Capital One Bank (USA), N.A., had $305.4 billion in deposits and $421.6 billion in total assets as of December 31, 2020. Headquartered in McLean, Virginia, Capital One offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients through a variety of channels. Capital One, N.A. has branches located primarily in New York, Louisiana, Texas, Maryland, Virginia, New Jersey and the District of Columbia.

Company profile

Ticker
COF, COF-PG, COF-PH, COF-PK, COF-PL, COF-PI, COF-PJ
Exchange
CEO
Richard Fairbank
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
IRS number
541719854

COF stock data

(
)

Investment data

Data from SEC filings
Top 50 of 183 long holdings
End of quarter 31 Mar 21
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$61.28M 1.85M 1.79M +3.3
$58.41M 363.08K 387.04K -6.2
$50.72M 495K 412.47K +20.0
$47.28M 388.27K 355.58K +9.2
$39.36M 568.83K 536.91K +5.9
$37.02M 507.12K 484.23K +4.7
$35.13M 414.64K 391.98K +5.8
Vanguard Charlotte FDS
$34.74M 608.14K 741.16K -17.9
$30.94M 524.11K 332.97K +57.4
$26.24M 664.45K 659.63K +0.7
$25.02M 268.96K 255.56K +5.2
$21.67M 420.41K 484.72K -13.3
$20.03M 653.58K 650.39K +0.5
$19.48M 155.24K 101.59K +52.8
$16M 253.28K 243.06K +4.2
Vanguard Mun BD FDS
$12.75M 233.39K 226.43K +3.1
$11.47M 105.3K 117.72K -10.5
$11.27M 430.33K 276K +55.9
$9.09M 183.36K 167.52K +9.5
$8.51M 168.03K 173.01K -2.9
$7.98M 118.7K 208.14K -43.0
$7.82M 19.66K 13.21K +48.8
$7.03M 244.97K 243.25K +0.7
$6.63M 16.73K 21.65K -22.7
$6.45M 81.58K 75.57K +7.9
$5.43M 41.33K 34.06K +21.4
$5.42M 44.35K 47.28K -6.2
$5.19M 45.63K 23.81K +91.6
$5.04M 113.71K 113.86K -0.1
$4.66M 19.74K 21.08K -6.3
$4.63M 39.69K 40.72K -2.5
$4.43M 34.02K 10.11K +236.7
$4.4M 75.58K 70.94K +6.5
$3.67M 27.61K 29.73K -7.1
$3.61M 65.71K 30.03K +118.8
$3.51M 76.58K 75.34K +1.6
Vanguard Specialized Funds
$3.08M 20.97K 27.88K -24.8
$3.06M 58.87K 55.94K +5.2
$3.05M 47.33K 50.92K -7.1
$2.57M 22.18K 22.18K 0
$2.47M 48.71K 39.7K +22.7
$2.2M 62.24K NEW
$2.07M 669 821 -18.5
$1.97M 6.45K 6.72K -4.0
$1.9M 8.46K 9.66K -12.4
$1.87M 10.13K 10.57K -4.2
$1.85M 31.2K 4.29K +628.1
$1.75M 10.59K 10.98K -3.6
$1.74M 15.91K 10.27K +55.0
$1.61M 22.9K 22.9K 0
Holdings list only includes long positions. Only includes long positions.

Calendar

7 May 21
28 Jul 21
31 Dec 21
Quarter (USD)
Mar 21 Dec 20 Sep 20 Jun 20
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS
Annual (USD)
Dec 20 Dec 19 Dec 18 Dec 17
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Financial data from company earnings reports.

Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
7 Jun 21 Berson Jory A Common Stock Sell Dispose S No Yes 164.72 11,985 1.97M 51,172
7 Jun 21 Berson Jory A Common Stock Sell Dispose S No Yes 164.12 12,450 2.04M 63,157
7 Jun 21 Berson Jory A Common Stock Option exercise Aquire M No Yes 86.34 21,316 1.84M 75,607
7 Jun 21 Berson Jory A Stock Options Common Stock Option exercise Dispose M No Yes 86.34 21,316 1.84M 0
1 Jun 21 Shattuck Mayo A Iii Common Stock Sell Dispose S No Yes 165.17 3,089 510.21K 59,230
1 Jun 21 Shattuck Mayo A Iii Common Stock Sell Dispose S No Yes 164.45 4,620 759.76K 62,319
1 Jun 21 Shattuck Mayo A Iii Common Stock Option exercise Aquire M No Yes 54.07 7,709 416.83K 66,939
1 Jun 21 Shattuck Mayo A Iii Stock Options Common Stock Option exercise Dispose M No Yes 54.07 7,709 416.83K 0
1 Jun 21 LaPrade,III Frank G. Common Stock Sell Dispose S No Yes 165.16 12,822 2.12M 56,307
1 Jun 21 LaPrade,III Frank G. Common Stock Sell Dispose S No Yes 164.45 19,598 3.22M 69,129

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

89.6% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 972 889 +9.3%
Opened positions 168 185 -9.2%
Closed positions 85 83 +2.4%
Increased positions 311 274 +13.5%
Reduced positions 353 302 +16.9%
13F shares
Current Prev Q Change
Total value 51.43B 41B +25.5%
Total shares 404.71M 414.22M -2.3%
Total puts 3.76M 5.71M -34.2%
Total calls 3.88M 4.19M -7.4%
Total put/call ratio 1.0 1.4 -28.9%
Largest owners
Shares Value Change
Dodge & Cox 42.56M $5.41B -15.1%
BLK Blackrock 35.84M $4.56B +7.5%
Vanguard 34.75M $4.42B +1.7%
FMR 29.89M $3.8B +5.2%
Capital World Investors 22.21M $2.83B +2.6%
STT State Street 20.47M $2.6B +5.2%
Davis Selected Advisers 15.83M $2.01B -2.7%
JPM JPMorgan Chase & Co. 14.02M $1.78B -4.4%
Aristotle Capital Management 9.94M $1.26B +30.4%
Geode Capital Management 7.02M $890.88M +2.8%
Largest transactions
Shares Bought/sold Change
Dodge & Cox 42.56M -7.54M -15.1%
Norges Bank 0 -4.73M EXIT
TROW T. Rowe Price 2.5M -4.41M -63.8%
Boston Partners 3.07M +3.07M NEW
Ontario Teachers Pension Plan Board 0 -2.73M EXIT
BLK Blackrock 35.84M +2.49M +7.5%
Aristotle Capital Management 9.94M +2.32M +30.4%
Ubs Global Asset Management Americas 3.67M +1.66M +82.9%
PointState Capital 55.38K -1.62M -96.7%
FMR 29.89M +1.48M +5.2%

Financial report summary

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Risks
  • The COVID-19 pandemic has adversely impacted our business and financial results, and the extent to which the pandemic and measures taken in response to the pandemic could materially and adversely impact our business, financial condition, liquidity, capital and results of operations will depend on future developments, which are highly uncertain and are difficult to predict.
  • Changes and instability in the macroeconomic environment, consumer confidence and customer behavior may adversely affect our business.
  • Financial market instability and volatility could adversely affect our business.
  • We may experience increased delinquencies, credit losses, inaccurate estimates and inadequate reserves.
  • Capital and Liquidity Risk
  • We may not be able to maintain adequate capital or liquidity levels, which could have a negative impact on our financial results and our ability to return capital to our stockholders.
  • We face risks related to our operational, technological and organizational infrastructure.
  • Theft, loss or misuse of information as a result of a cyber-attack may result in increased costs, reductions in revenue, reputational damage and business disruptions.
  • Potential data protection and privacy incidents, and our required compliance with regulations related to these areas, may increase our costs, reduce our revenue and limit our ability to pursue business opportunities.
  • We face risks resulting from the extensive use of models and data.
  • Legal and Regulatory Risk
  • Compliance with new and existing laws, regulations and regulatory expectations is costly and complex.
  • Our businesses are subject to the risk of increased litigation, government investigations and regulatory enforcement.
  • We face intense competition in all of our markets.
  • Our business, financial condition and results of operations may be adversely affected by merchants’ increasing focus on the fees charged by credit card networks and by legislation and regulation impacting such fees.
  • If we are not able to invest successfully in and introduce digital and other technological developments across all our businesses, our financial performance may suffer.
  • We may fail to realize all of the anticipated benefits of our mergers, acquisitions and strategic partnerships.
  • Reputational risk and social factors may impact our results and damage our brand.
  • If we are not able to protect our intellectual property, our revenue and profitability could be negatively affected.
  • Our risk management strategies may not be fully effective in mitigating our risk exposures in all market environments or against all types of risk.
  • Fluctuations in market interest rates or volatility in the capital markets could adversely affect our income and expense, the value of assets and obligations, our regulatory capital, cost of capital or liquidity.
  • Uncertainty regarding, and transition away from, LIBOR may adversely affect our business.
  • Our business could be negatively affected if we are unable to attract, retain and motivate skilled employees.
  • We face risks from unpredictable catastrophic events.
  • We face risks from the use of or changes to assumptions or estimates in our financial statements.
  • Limitations on our ability to receive dividends from our subsidiaries could affect our liquidity and ability to pay dividends and repurchase common stock.
  • The soundness of other financial institutions and other third parties could adversely affect us.
Content analysis
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Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
8th grade Avg
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